Investment planning
• Active and passive ETF portfolios
• Tax-free municipal income management
• Individual stocks, bonds, and closed-end funds
• Comprehensive risk tolerance analysis
• Electronic linking and eDelivery Retirement income planning
• Income strategies for pensions and other retirement plans
• Discuss rules and requirements for IRAs
• Social Security distribution option comparison Employee stock option and purchase plans
• Review of documentation
• Analysis of qualified and non-qualified
employee stock purchases
• Inclusion and linking to financial plan Insurance
• Review disability, life, long-term care, annuities and other insurance
• Perform cost and suitability analysis
• Insurance agent outreach service or referrals Liabilities
• Comprehensive review of loans and credit cards
• Personal banker outreach service or professional referrals |
Tax management and services*
• Review current taxation on investments
• Implementation of tax-aware portfolio strategies
• CPA outreach service or professional referrals Estate planning and trust services
• Review needs, wishes and current estate plan
• Recommendations to enhance the continuity of plan
• Attorney, fiduciary and trustee outreach service or professional referrals Business owner services
• Cash flow and risk management
• Retirement plans analysis and implementation
• TPA, insurance and banking outreach service or professional referrals Business succession planning
• Pre-transition and post-transition planning
• Business and personal continuity planning and wealth management
• Banking, attorney and CPA outreach service or professional referrals Real estate
• Assess mortgage and property valuation
• Mortgage broker and realtor outreach service or professional referrals |
